True Potential Administration (ACD)

• Migration of FA, TA, Custody and Depository for TPA’s 41 UK sub-funds (and 11 external managers) from HSBC to Northern Trust.
• Implementation of new Cost and Charged reporting solution for TPA’s 41 UK funds
• Project managed changes that were the result of TPA’s Assessment of Value review:
  • Merged the TP Waverton income fund into TP Close Brothers income fund
  • Merged the five TP 7IM run funds into TP Growth Aligned funds
  • ‘Defeedered’ three TP AGI feeder funds into segregated funds
  • Rebranded TP Close funds to TP TrinityBridge.
• Provided consultancy and project management mentoring to the implementation of a new Post Trade system (Fund-AXS) and risk monitoring (FactSet) system

 True Potential Investments (Investment Manager).

• Implemented outsourced trading desk (NT Integrated Trading) for TPI’s in-house funds
• Implemented BBG-AIM OMS for TPI’s in-house funds.
• Provided consultancy and SME input for the implementation of a new Risk (UBS GRS) and new Performance Measurement (NT) system.

 True Potential Wealth Management.

• Project managed the management of a FCA s166 mitigation. Role covered taking the Skilled Person Report, determining forward and backward remediation work and then rolling out workstreams to implement the changes.

 True Potential Platform

• Provided consultancy and project management mentoring to the implementation of a new SIPP and new Auto-Enrollment inhouse development.

JO Hambro Capital Mgmt

• Programme Manager for outsourcing covering
• Middle Office,
• Transfer Agency,
• Custody,
• Fund Accounting
• Depository

Vanguard Asset Mgmt

• EBA Outsourcing Guidelines
• Centralised Securities Depository Regulation (CSDR)
• BREXIT remediation
• Liquidity Management
• Opened a new Italian office in Milan.
• MiFID II Transaction Reporting Remediation
• EMIR Reporting remediation
• GDPR Phase 2 project
• Compliance Process Enhancements

Insight Investments

• MiFID-II “Day-2” Project
• Lloyds Bank Ring Fencing
• Securities Financing Transaction Regulation:
• BREXIT planning
• Collateral Efficiency
• LIBOR Replacement impact

BMO-GAM

• MiFID-II
• BREXIT planning

UBS Asset Mgmt

• Transfer Agency Migration

British Rail Pension Scheme

• Implement a new in-house dealing capability for RPMI
• Restructure the Cash Management operation 
• Restructure the underlying Pooled Funds within the Pension Scheme
• Development of a Unit Register system
• Selection of new Trading, Risk Management, Performance measurement and Client Reporting systems for the pension schedule investment function.

Threadneedle Asset Mgmt

• Fund Accounting, Custody and Depositary migration.
• Implementation of Front Office DataMart
• Test Manager for a Fund Accounting, Custody and Depositary migration
• Consultant on an Operating Model Strategic Review covering the following areas

First Rate FX

• Defined a long term operating model.

Lloyds Banking Group

• ‘Lift out’ of the Investment and Fund Accounting functions to a 3rd party provider.

Royal Bank of Scotland

• Implementation of a global General Ledger system

Financial Conduct Authority

• Implemented new Liquidity Reporting Regime

• Product design of a new pool vehicle

Hermes Asset Mgmt.

• Launched Dublin domiciled UCITS fund and Irish Unit Trust
• Converted the structure of the Pension Scheme from a notional pooled basis into a segregated basis
• Transitioned the Custodian of pension schemes to new provider.
• Due diligence phase of a project to outsource Hermes’ back office function to external provider.
• Implement a new Client Reporting  system / function

BP

• Interim IT Development Manager

CMC Markets

• IT Development Manager responsible for CRM, Client Maintenance and Payments

Mutual Fund Technologies

• Responsibility for managing client consultancy

Mellon European Fund Services

• IT Development Manager covering unitised and pooled funds

Newton Investment Mgt

• Project Manager

Coutts and Co.

• Business Analysis